Posts tagged ‘D. Daxton White’
Minneapolis, Minnesota Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. Our firm is dedicated to helping investors in claims against their financial professional or brokerage firm.
Our firm is able to help investors who have been the victim of investment fraud throughout Minnesota, including Minneapolis and St. Paul. The White Law Group can guide damaged investors through the securities arbitration process, from evaluating potential cases, filing with FINRA dispute resolution (or other relevant organization like the AAA, NYSE or NFA), and finally mediation or arbitration.
The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute Resolutions offices in those cities (FINRA’s Southeast headquarters is located at Boca Center Tower 1, 5200 Town Center Circle, Boca Raton, FL 33486- less than one mile from our office, and FINRA’s Midwest headquarters is located at 55 West Monroe Street, Suite 2600, Chicago, IL 60603-1002- close to the firm’s Chicago office).
Having our offices located so close to FINRA’s regional headquarters has its advantages, particularly since all cases filed in the southeast portion of the United States are administered out of FINRA’s Boca Raton, Florida Dispute Resolution office, and all cases in the Midwest portion of the United States are administered out of FINRA’s Chicago, Illinois Dispute Resolution office.
Although located in Chicago, Illinois and Boca Raton, Florida, The White Law Group handles securities fraud cases throughout the country and Minnesota, including reviewing securities fraud cases in Minneapolis, St. Paul, Duluth, Eau Claire, Rochestor, and Fargo, North Dakota.
The White Law Group has the experience to help investors defrauded in securities, investment and financial business transactions. To contact The White Law Group, please call 312-238-9650 or 561-807-6804.
Or, for more information about The White Law Group or securities fraud and how we can help you in Minneapolis and throughout Minnesota, you can also visit our website at http://www.whitesecuritieslaw.com.
St. Louis, Missouri Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute Resolutions offices in those cities (FINRA’s Southeast headquarters is located at Boca Center Tower 1, 5200 Town Center Circle, Boca Raton, FL 33486- less than one mile from our office, and FINRA’s Midwest headquarters is located at 55 West Monroe Street, Suite 2600, Chicago, IL 60603-1002- close to the firm’s Chicago office).
Having our office located so close to FINRA’s regional headquarters has its advantages, particularly since all cases filed in the southeast portion of the United States are administered out of FINRA’s Boca Raton, Florida Dispute Resolution office, and all cases in the Midwest portion of the United States are administered out of FINRA’s Chicago, Illinois Dispute Resolution office. In fact, any securities fraud cases filed with FINRA on behalf of a customer living in Florida, Georgia, Alabama, North Carolina, South Carolina, Mississippi, Arkansas, Tennessee, Louisiana, Virginia, Puerto Rico, Delaware, and Washington, D.C. will likely be assigned to FINRA’s Southeast Region office and administered out of the Boca Raton, Florida office and any securities fraud case filed with FINRA on behalf of a customer living in North Dakota, South Dakota, Minnesota, Nebraska, Kansas, Oklahoma, Texas, Missouri, Iowa, Wisconsin, Illinois, Indiana, Kentucky, Ohio and West Virginia will likely be assigned to FINRA’s Midwest Region office and administered out of the Chicago, Illinois office.
Although located in Chicago, Illinois and Boca Raton, Florida, The White Law Group handles securities fraud cases throughout the country and Missouri, including reviewing securities fraud cases in St. Louis and Kansas City. With over 30 years of securities law experience, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions. To contact The White Law Group, please call 312-238-9650. Or, for more information about The White Law Group or securities fraud, you can also visit our website at http://www.whitesecuritieslaw.com.
Chicago, Illinois Securities Fraud/ Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute Resolutions offices in those cities (FINRA’s Southeast headquarters is located at Boca Center Tower 1, 5200 Town Center Circle, Boca Raton, FL 33486- less than one mile from our office, and FINRA’s Midwest headquarters is located at 55 West Monroe Street, Suite 2600, Chicago, IL 60603-1002- close to the firm’s Chicago office).
Having our office located so close to FINRA’s regional headquarters has its advantages, particularly since all cases filed in the southeast portion of the United States are administered out of FINRA’s Boca Raton, Florida Dispute Resolution office, and all cases in the Midwest portion of the United States are administered out of FINRA’s Chicago, Illinois Dispute Resolution office. In fact, any securities fraud cases filed with FINRA on behalf of a customer living in Florida, Georgia, Alabama, North Carolina, South Carolina, Mississippi, Arkansas, Tennessee, Louisiana, Virginia, Puerto Rico, Delaware, and Washington, D.C. will likely be assigned to FINRA’s Southeast Region office and administered out of the Boca Raton, Florida office and any securities fraud case filed with FINRA on behalf of a customer living in North Dakota, South Dakota, Minnesota, Nebraska, Kansas, Oklahoma, Texas, Missouri, Iowa, Wisconsin, Illinois, Indiana, Kentucky, Ohio and West Virginia will likely be assigned to FINRA’s Midwest Region office and administered out of the Chicago, Illinois office.
Although located in Chicago, Illinois and Boca Raton, Florida, The White Law Group handles securities fraud cases throughout the country. The White Law Group has the experience needed to help investors defrauded in securities, investment and financial business transactions.
To contact The White Law Group, please call 312-238-9650. Or, for more information about The White Law Group or securities fraud, you can also visit our website at http://www.whitesecuritieslaw.com.
Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, barred from securities industry.
FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred from association with any FINRA member in any capacity. According to the FINRA announcement, the NAC imposed the sanction following appeal of an OHO decision. The sanction was based on findings that Kesner failed to disclose material information to investors regarding the acquisition of securities and membership interests in a company. The findings further stated that Kesner made unsuitable recommendations to two customers based on the customers’ risk tolerance.
According to his FINRA Broker Report (CRD), prior to working as a financial advisor with Raymond James Financial Services, Gerald Jamieson Kesner was a registered representative with Fahnestock & Co., Inc.
If you have questions regarding investments you made with Gerald Jamieson Kesner or Raymond James Financial Services, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm has over 30 years of experience reviewing securities fraud claims and handles matters throughout the country and Colorado, including reviewing securities fraud cases in Lakewood, Aurora, Golden, Denver, Vail, Winterpark, Aspen, Centennial, and Steamboat Springs. To contact the firm, please call 312-238-9650. Or, for more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.
Henry Thomas Goode, a former registered representative with Wachovia Securities in Melbourne, Florida, fined and suspended by FINRA.
FINRA recently announced that Henry Thomas Goode, a former registered representative with Wachovia Securities in Indialantic, Florida, has been fined $5,000 and suspended from association with any FINRA member in any capacity for 60 days. Without admitting or denying the findings, Goode consented to the described sanctions and to the entry of findings that he failed to execute a customer’s instructions to liquidate positions in the customer’s accounts, and the value of securities in the account declined precipitously with the customer incurring losses exceeding more than $1 million dollars.
According to his FINRA Broker Report (CRD), prior to working as a registered representative with Wachovia Securities, Henry Thomas Goode was a registered representative with Merrill Lynch.
If you have questions regarding investments you made with Henry Thomas Goode or Wachovia Securities, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm has over 30 years of experience reviewing securities fraud claims and handles matters throughout the country and Florida, including reviewing securities fraud cases in Mebourne, Indialantic, Palm Bay, Merritt Island, Sebatian, Cocoa Beach, Vero Beach, and Daytona Beach. To contact the firm, please call 312-238-9650. Or, for more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.