The White Law Group is continuing to pursue securities fraud claims against broker-dealers who invested their clients’ funds in DBSI TIC (tenants in common) and DBSI REIT investments. In April, the firm filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim involving investment losses in various private placements, oil and gas partnerships, and [...]
According to the Investment News, yet another small brokerage that focused on selling illiquid alternative investments has been shuttered. MCL Financial Group Inc. of Santa Ana, Calif, which had 44 registered reps, filed its broker-dealer withdrawal form Tuesday with the Financial Industry Regulatory Authority Inc., making it at least the sixth such firm to close [...]
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm is dedicated to assisting investors who have suffered investment losses as a result of their financial advisor or broker-dealers’ fraud or negligence. We are currently [...]
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in [...]
We are investigating securities fraud claims on behalf of numerous investors involving recommendations made by their broker-dealer that they invest in DBSI, Inc., and specifically in DBSI TIC (tenants in common) or DBSI REIT investments. In the cases we are investigating, the brokerage firms allegedly represented that the DBSI tic (tenants-in-common) investments provided a 6-7% [...]
We are investigating a securities fraud claim on behalf of an investor involving a recommendation made by Royal Alliance to invest in DBSI, Inc. In the case we are investigating, Royal Alliance allegedly represented that the DBSI tic (tenants-in-common) investment provided a 6% guaranteed return. Unfortunately, unbeknownst to the investor, DBSI was already in significant [...]