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Tag: elder fraud

Blog, Securities Fraud Articles

SEC Virtual Event: Safeguarding the Golden Years

 SEC to Host Free Virtual Event to Help Older Adults and Their Caregivers Avoid Financial Fraud According to a press announcement...

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Blog, Securities Fraud Articles

FINRA may Tighten Senior Exploitation Rule 

The Financial Industry Regulatory Authority’s revised rule would extend a temporary hold on accounts to protect Seniors. According to...

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Blog

FINRA: Older U.S. Investors may Engage in Financial Risk Taking

FINRA Foundation Study says that Overconfidence may lead to Risky Financial Decisions. According to a recent study, overconfidence in...

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Blog, Current Investigations

U.S. Rep. John Katko Introduces Bi-partisan Elder Fraud Legislation 

Edith Shorougian Senior Victims of Fraud Compensation Act According to a press announcement on July 26, 2020, U.S. Rep. John Katko (R,...

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Blog

New Jersey Passes Financial Exploitation Law to Protect Seniors

Gov. Murphy signs Safeguarding Against Financial Exploitation Act to Protect Elders According to news reports this week, New Jersey is the...

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Securities Fraud Articles

Investor Alert: Recognizing Senior Investment Fraud

The SEC’s Office of Investor Education and Advocacy recently issued an Investor Bulletin to identify when a senior has been a victim of...

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