Tag: FINRA
Cabot Lodge Securities: Overview of Complaints, Regulatory History
The White Law Group reviews the regulatory history of Cabot Lodge Securities LLC. Cabot Lodge Securities LLC,...
David Arlein, Cabot Lodge Securities, 22 Customer Complaints
David Arlein Allegedly Misrepresented GWG L Bonds to Investors According to public records posted on FINRA’s website, broker David...
Alexandria Bovee, Edward Jones, Barred by FINRA
FINRA Investigating Alexandria Bovee involving Alleged Ponzi Scheme According to public records posted on FINRA’s website, broker...
John Petrone, Farmers Financial, Barred by FINRA
John Petrone Allegedly Misappropriated Customer Funds According to public records posted on FINRA’s website, broker John Petrone (CRD...
Option Trading Guide
What is Option Trading? The following is a detailed guide on Option Trading. Option trading involves contracts that grant the buyer the...
FINRA Claim Filed against Centaurus Financial
Lawsuit Alleges Unsuitable Investment Recommendations The White Law Group announces the filing of a FINRA Arbitration claim submitted on...
