Posts tagged ‘Fort Lauderdale’
Deerfield Beach, Florida Commercial Litigation / Business Litigation Attorney
Do you need the assistance of an experienced commercial litigation attorney? If so, The White Law Group may be able to help.
The White Law Group has over 30 years of litigation experience and handles all types of commercial litigation matters, including employment disputes, business dissolutions, breach of contract cases, interference with business relationships, disputes over non-compete clauses (competition law or fair trade), franchise litigation issues, construction law, business torts, shareholder disputes, partnership disputes, real estate disputes (including HOA litigation), and general debt collection.
With our office located in Boca Raton, Florida, we are able to handle commercial litigation matters throughout South Florida, including handling business litigation matters in Deerfield Beach, Pompano Beach, Boynton Beach, Lake Worth, Delray Beach, Parkland, Sunrise, Fort Lauderdale, West Palm Beach, and Fort Lauderdale.
If you have questions about a commercial litigation matter, please contact The White Law Group at 312-238-9650.
Delray Beach, Florida Commercial Litigation / Business Litigation Attorney
Do you need the assistance of an experienced commercial litigation attorney? If so, The White Law Group may be able to help.
The White Law Group has over 30 years of litigation experience and handles all types of commercial litigation matters, including employment disputes, business dissolutions, breach of contract cases, interference with business relationships, disputes over non-compete clauses (competition law or fair trade), franchise litigation issues, construction law, business torts, shareholder disputes, partnership disputes, real estate disputes (including HOA litigation), and general debt collection.
With our office located in Boca Raton, Florida, we are able to handle commercial litigation matters throughout South Florida, including handling business litigation matters in Deerfield Beach, Pompano Beach, Boynton Beach, Lake Worth, Delray Beach, Parkland, Sunrise, Fort Lauderdale, West Palm Beach, and Fort Lauderdale.
If you have questions about a commercial litigation matter, please contact The White Law Group at 561-807-6804.
Boca Raton, Florida Commercial Litigation / Business Litigation Attorney
Do you need the assistance of an experienced commercial litigation attorney? If so, The White Law Group may be able to help.
The White Law Group has over 30 years of litigation experience and handles all types of commercial litigation matters, including employment disputes, business dissolutions, breach of contract cases, interference with business relationships, disputes over non-compete clauses (competition law or fair trade), franchise litigation issues, construction law, business torts, shareholder disputes, partnership disputes, real estate disputes (including HOA litigation), and general debt collection.
Although our offices are located in Boca Raton, Florida, we handle commercial litigation matters throughout South Florida, including handling business litigation matters in Deerfield Beach, Pompano Beach, Boynton Beach, Lake Worth, Delray Beach, Parkland, Sunrise, Fort Lauderdale, West Palm Beach, and Fort Lauderdale.
If you have questions about a commercial litigation matter, please contact The White Law Group at 312-238-9650.
FINRA Suspends North Miami Beach Financial Advisor Stephen Alan Jaffe
FINRA recently announced that it has suspended North Miami Beach, Florida financial advisor Stephen Alan Jaffe from association with any FINRA member in any capacity for one month. Without admitting or denying the findings, Jaffe consented to the described sanction and to the entry of findings that he was the broker of record for a customer’s non-discretionary account at his FINRA member firm and exercised discretion in the customer’s account in multiple transactions without written authorization. The findings further stated that Jaffe completed annual certifications for his firm, in which he attested that he had not exercised full or partial trading authorizations over any client account without having obtained the required approvals.
Unless a brokerage account is specifically set up as discretionary (with agreements indicating that the client understands that the financial advisor has authority to direct the trading in the account), stockbrokers are required to speak to the client prior to every transaction. Failure to do so is a violation of FINRA rules.
According to his FINRA Broker Report, Stephen Alan Jaffe has been a financial advisor in South Florida (North Miami Beach and Aventura) for the following broker-dealers – Wells Fargo Advisors, LLC, UBS Financial Services, and Morgan Stanley DW, Inc.
If you have questions regarding investments you made with Stephen Alan Jaffe, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm has over 30 years of experience reviewing securities fraud claims throughout the country and Florida, including reviewing securities fraud claims in North Miami Beach, Aventura, South Beach, Coral Gables, Coconut Grove, Hollywood, and Fort Lauderdale.
To contact the firm, please call 312-238-9650. Or, for more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.
Robert Norman Gest, a former financial advisor with National Securities Corporation, suspended from securities industry.
FINRA recently announced that Robert Norman Gest, a financial advisor in Lighthouse Point, Florida, has been suspended from association with any FINRA member in any capacity for 18 months. Without admitting or denying the allegations, Gest consented to the described sanctions and to the entry of findings that he recommended risky and illiquid CMO positions to his customers, and intentionally and/or recklessly made misrepresentations of material facts. The findings also stated that Gest recommended CMO positions to customers without investigating and understanding the products and without reasonable grounds to believe that CMO investments were suitable, as he lacked an understanding of the material characteristics of, and risks associated with, the CMOs offered.
According to his FINRA Broker Report (CRD), Gest was previously registered as a financial advisor with National Securities Corporation, a FINRA registered broker-dealer based in Fort Lauderdale, Florida. He has also been registered with Brookstreet Securities Corporation and A.G. Edwards & Sons.
If you have questions regarding investments you made with Robert Norman Gest or National Securities Corporation, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm has over 30 years of experience reviewing securities fraud claims throughout the country and Florida, including reviewing securities fraud claims in Lighthouse Point, Fort Lauderdale, Sunrise, Pompano Beach, Plantation, Deerfield Beach, Boca Raton, and Highland Beach. To contact the firm, please call 312-238-9650. Or, for more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.