According to the Investment News, the following brokerage firms are the fastest growing (quantified by the percentage increase in the number of financial advisors) as of September 2010: 1 MidAmerica Financial Services Inc. 73.3% 2 Lincoln Investment Planning Inc. 67.1% 3 Quincy Cass Associates Inc. 50.0% 4 First Republic Securities Co. 44.4% 5 Girard Securities [...]
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RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL Financial One Beacon St. Boston, MA 02108 joinlpl.com (888) 250-2420 $2.6B • Uvest 2810 Coliseum Centre Drive Charlotte, NC 28217 uvest.com (800) 277-8802 $195.2M 2 Ameriprise Financial Services Inc. 108 Ameriprise Financial Center Minneapolis, MN 55474 ameriprise.com (612) 671-3131 $2.0B 3 Raymond [...]
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The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm is dedicated to assisting investors who have suffered investment losses as a result of their financial advisor or broker-dealers’ fraud or negligence. We are currently [...]
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We are investigating securities fraud claims on behalf of numerous investors involving recommendations made by their broker-dealer that they invest in DBSI, Inc., and specifically in DBSI TIC (tenants in common) or DBSI REIT investments. In the cases we are investigating, the brokerage firms allegedly represented that the DBSI tic (tenants-in-common) investments provided a 6-7% [...]
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We are investigating a securities fraud claim on behalf of an investor involving a recommendation made by Royal Alliance to invest in DBSI, Inc. In the case we are investigating, Royal Alliance allegedly represented that the DBSI tic (tenants-in-common) investment provided a 6% guaranteed return. Unfortunately, unbeknownst to the investor, DBSI was already in significant [...]
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