Blog, Securities Fraud Articles
March 7, 2014
Former broker, Jane O’Brien, who is serving a 33 month sentence after pleading guilty to defrauding clients, is facing additional...
Blog, Securities Fraud Articles
November 4, 2013
Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to supervise” a former broker who pled guilty to securities...
Blog, Securities Fraud Articles
June 10, 2013
According to reports, former Merrill Lynch broker, Jane E. O’Brien, has pled guilty to defrauding a client out of $240,000. O’Brien...
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