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Tag: Jane O’Brien sentence

Blog, Securities Fraud Articles

Update on Jane O’Brien Alleged Ponzi Scheme

Former broker, Jane O’Brien, who is serving a 33 month sentence after pleading guilty to defrauding clients, is facing additional...

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Blog, Securities Fraud Articles

Merrill Lynch Fined $500,000 for "Failure to Supervise"

Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to supervise” a former broker who pled guilty to securities...

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Blog, Securities Fraud Articles

Securities Fraud Investigation into Jane E. O'Brien

According to reports, former Merrill Lynch broker, Jane E. O’Brien, has pled guilty to defrauding a client out of $240,000. O’Brien...

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