FINRA recently announced that Shawn Patrick Casuccio, a former financial advisor with Metlife Securities in Morgantown, West Virginia, has been barred from association with any FINRA member in any capacity. The sanction was based on findings that Casuccio made material misrepresentations to induce customers to invest approximately $723,000 in fictitious investments. The findings further stated [...]
Filed under: Securities Fraud | Comment (0)
The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton. The Law Offices of David A. Carter, P.A. has its office in Boca Raton, Florida because of the obvious benefits of being located so close to FINRA [...]
Filed under: Securities Fraud | Comment (0)