-
January 9, 2014
Comments (0)
Blog, Securities Fraud
Have you suffered significant losses as a result of your purchase of notes in Medical Provider Financial Corporation? If so, The White Law Group may be able to help you recover your losses through a FINRA arbitration claim against the broker-dealer that sold you the investment. According to FINRA’s online
Read More »
-
November 12, 2012
Comments (0)
Blog, Securities Fraud
According to reports, Hantz Financial is still contending with the fallout from Medical Capital, the $2.2 billion Ponzi scheme built on shaky medical receivable that the Securities and Exchange Commission shut down in July 2009. These reports indicate that Hantz Financial Services Inc. is still facing the potential
Read More »
-
February 28, 2012
Comments (0)
Blog, Securities Fraud
According to the Investment News, a former stockbroker in Colorado has been criminally charged with securities fraud for selling Medical Capital notes. The nine counts of securities fraud filed last Thursday by the Weld County District Attorney’s Office against John Brady Guyette are believed to be the first
Read More »
-
December 2, 2011
Comments (0)
Blog, Securities Fraud
A recent article by Bruce Kelly of the investmentnews.com reported the opinion of Gordon Yale, a forensic accountant, who has served as an expert for dozens of investors who have brought claims against brokerage firms related to the sale of failed private placement investments issued by companies like DBSI, Inc.,
Read More »
-
April 28, 2011
Comments (0)
Blog, Securities Fraud
According to the Investment News, the Securities and Exchange Commission has alleged that an independent broker-dealer that was a leading seller of private placements that went bust failed to conduct reasonable investigations into the offerings — and pocketed fees for due diligence without adequately researching the
Read More »
-
March 5, 2011
Comments (0)
Blog, Securities Fraud
The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommending that investors invest in inappropriate oil and gas / energy partnerships and highly speculative private placement investments. Oil and gas partnerships and private placements are
Read More »
-
March 3, 2011
Comments (0)
Blog, Securities Fraud
According to the Investment News, Ameriprise Financial Inc. has reached a $27 million settlement with investors who bought private placements that have gone bust from reps at its independent broker-dealer subsidiary, Securities America Inc., according to an attorney with knowledge of the matter. The proposed
Read More »
-
February 16, 2011
Comments (0)
Blog, Securities Fraud
According to the Investment News, National Securities Corp. is the latest broker-dealer to face disciplinary action from Finra over the sale of private placements gone bust. According to National Securities’ profile on Finra’s BrokerCheck system, the firm received a Wells notice last month from the
Read More »
-
February 15, 2011
Comments (0)
Blog, Securities Fraud
According to Investment News, a broker-dealer that was a prominent seller of high-risk private placements that wound up going bust has almost wiped the slate clean of costly litigation that could have impaired the firm’s financial condition. Workman Securities Corp. this month reached an agreement with the
Read More »
-
February 7, 2011
Comments (0)
Blog, Securities Fraud
According to the Investment News, QA3 Financial is to cease operations. Facing bankruptcy and a potential net capital violation, QA3 Financial Corp. told its 400 brokers late on Friday afternoon it will close in a week. In an e-mail that landed in brokers in-boxes about an hour after the close of the market, Steve
Read More »
