FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Shanahan consented to the described sanction and to the entry of findings that he misappropriated more than $30,000 from his member firm. According [...]
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA [...]
According to a recent FINRA announcement, Eric Evan Everson, formerly of Brokers International Financial Services, LLC in Gravois Mills, Missouri, has been fined $5,000 and suspended from associating with any FINRA member firm for 10 business days. The sanctions were based on findings that Everson recommended a variable annuity to a firm customer and recommended [...]