The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute Resolutions offices in those cities (FINRA’s Southeast headquarters [...]
Filed under: Securities Fraud | Comment (0)
According to a recent FINRA announcement, Francis Michael Evans, formerly of NY Life Securities in LaGrange , Illinois (outside of St. Louis, Missouri), has been fined $5,000 and suspended from associating with any FINRA member firm for 6 months. The sanctions were based on findings that Evans forged customer signatures on annuity policy applications and [...]
Filed under: Securities Fraud | Comment (0)