Have you suffered investment losses in the Foresee Strategies Insurance Funds? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration claims against the brokerage firm or financial professional that recommended the investment. The Foresee Strategies Insurance Funds sustained massive losses and then were ultimately closed in [...]
Multiple outlets are reporting that a Manhattan federal appeals court has ruled that FINRA is not able to pursue fines by taking their members or former members to court. The case at the root of this ruling began more than a decade ago. The New York Times noted that “The surprise decision [on appeal]… came [...]
The retail market for structured notes with principal protection has been growing in recent years. While these products often have reassuring names that include some variant of “principal protection,” “capital guarantee,” “absolute return,” “minimum return” or similar terms, they are not risk-free. Any promise to repay some or all of the money you invest will depend [...]
Have you suffered investment losses in G-REIT? The White Law Group may be able to help. The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommendation that investors purchase risky REIT investments, including the G-REIT. FINRA recently announced that it is paying close attention to the sale of [...]
Do you believe that you have been the victim of a ponzi scheme? The securities attorneys of The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The firm has offices in Chicago, Illinois and Boca Raton, [...]
According to the Investment News, home loan giant Wells Fargo & Co. has agreed to pay $11.2 million to settle federal securities charges involving mortgage-based investments that Wachovia Capital Markets LLC sold to the Zuni American Indian tribe and other investors. According to a complaint filed by the Securities and Exchange Commission, Wachovia sold the [...]
Have you suffered investment losses in a Bradford Energy or Oil and Gas Investment? The White Law Group may be able to help. The White Law Group is investigating potential securities fraud claims on behalf of investors involving various broker-dealers’ recommendation that investors purchase risky oil and gas partnerships like Bradford. Before recommending an investment, [...]
Have you suffered investment losses in a Waveland Oil and Gas Investment? The White Law Group may be able to help. The White Law Group is investigating potential securities fraud claims on behalf of investors involving various broker-dealers’ recommendation that investors purchase risky oil and gas partnerships like Waveland Oil and Gas. Before recommending an [...]
According to the Investment News, Ameriprise Financial Inc. is taking preliminary steps to help its beleaguered independent broker-dealer subsidiary, Securities America Inc. On Friday, Securities America’s chief financial officer, Kelly Windorski, testified in a federal court in Dallas that the firm could go bust if a federal judge did not approve a $21 million class action [...]
ANNE MARIE SCHLENKER was a financial adviser representative and salesperson for Edward Jones and Company in Bozeman, Montana, from May 31, 2004, until her fraud was discovered in February 2010. SCHLENKER used her position at Edward Jones to misappropriate $329,682.15 of client money for her own personal use from October 18, 2006 to November 16, [...]