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  • Investigation into Anthony Mediate III

    July 2, 2013 Comments (0) Blog, Securities Fraud

    Anthony Mediate III. (CRD #2449614, New Jersey) recently submitted a Letter of Acceptance, Waiver and Consent which resulted in a 60 day suspension. Without admitting or denying the findings, Mediate consented to the described sanctions and to the entry of findings that he engaged in excessive trading and exercised

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