The firm has offices in Chicago, Illinois and Boca Raton, Florida.  The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute Resolutions offices in those cities (FINRA’s Southeast headquarters is located at Boca Center Tower 1, 5200 Town Center Circle, Boca Raton, FL 33486- less than one mile from our office, and FINRA’s Midwest headquarters is located at 55 West Monroe Street, Suite 2600, Chicago, IL 60603-1002- close to the firm’s Chicago office).

Having our offices located so close to FINRA’s regional headquarters has its advantages, particularly since all cases filed in the southeast portion of the United States are administered out of FINRA’s Boca Raton, Florida Dispute Resolution office, and all cases in the Midwest portion of the United States are administered out of FINRA’s Chicago, Illinois Dispute Resolution office.

Although located in Chicago, Illinois and Boca Raton, Florida, The White Law Group handles securities fraud cases throughout the country and Florida, including reviewing securities fraud cases in Tampa, Sarasota, Bradenton, St. Petersburg, Clearwater, Port Charlotte, and Orlando.  With over 30 years of securities law experience, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions. To contact The White Law Group, please call 312-238-9650.

Or, for more information about The White Law Group or securities fraud, you can also visit our website at http://www.whitesecuritieslaw.com.

Without admitting or denying the findings, the Thompsons consented to the described sanctions and to the entry of findings that they offered and sold investments in an unregistered hedge fund and its general partner using representations and sales materials that contained materially misleading statements and omissions of fact. The findings further stated that the information that was supplied by the hedge fund manager and used recklessly by the Thompsons to solicit investors contained materially false and misleading statements and omissions concerning, among other facts, a pending Commodity Futures Trading Commission (CFTC) securities fraud action against the hedge fund manager, the fund’s theoretical and unproven performance figures, the speculative nature of the fund’s trading strategy, and the significant risks associated with an investment in the hedge fund and its general partner. The findings also stated that the Thompsons solicited investors without conducting a reasonable investigation to determine whether the hedge fund and its general partner were suitable investments and without regard as to whether certain investors were capable of evaluating and bearing the risks associated with such investments. Finally, the findings also included that the Thompsons failed to disclose to their member firm that they were engaged in private securities transactions for compensation.

According to his FINRA Broker Report (CRD), Dennis Ray Thompson Sr. was a registered financial advisor with Wellstone Securities, LLC, a FINRA registered broker-dealer from Jacksonville , Florida , from December 2002 through December 2007. Prior to that, he was a financial advisor with Consumer Concepts Investments, Inc., a FINRA registered broker-dealer based in Austell , Georgia . In addition to also working at Wellstone Securities, LLC and Consumer Concepts Investments, Inc., Dennis Ray Thompson Jr. worked as a financial advisor with Cambridge Legacy Securities, LLC, a FINRA registered broker-dealer based in Dallas, Texas, from November 2007 through December 2009.

If you have questions about investments you made with Dennis Ray Thompson Sr. or Jr., or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. may be able to help. David A. Carter is a securities lawyer based in Boca Raton, Florida. He reviews securities fraud cases throughout the country and Florida, including reviewing securities fraud cases in Jacksonville, St. Augustine, Fernandina Beach, Palm Coast, Daytona Beach, and Orlando. For more information on the firm’s securities fraud practice, please visit http://www.carterpa.com. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999 or email us at contact@carterpa.com.

Without admitting or denying the findings, Tucker consented to the described sanctions and to the entry of findings that he engaged in radio broadcasts during which he made statements which were misleading and omitted material information, failed to provide a balanced presentation, and/or were exaggerated, unwarranted and promissory. The findings further stated that Tucker placed a print advertisement in a local newspaper that failed to provide a sound basis for certain claims. Finally, the findings stated that Tucker engaged in the public radio broadcasts and placed the print advertisement without a firm registered principal’s approval.

Prior to working at Brookstone Securities, Inc., David Alan Tucker was a registered representative for Proequities, Inc. a FINRA registered broker-dealer based in South Daytona, Florida. According to Tucker’s FINRA Broker Report (CRD), Tucker was terminated from Proequities for violating firm policy regarding advertising. Tucker’s CRD also indicates that he has been named in at least 1 customer dispute related to possible securities fraud/securities violations.

If you have any questions about investments you made with David Alan Tucker, or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. may be able to help. David A. Carter is a South Florida securities fraud lawyer based in Boca Raton, Florida. He reviews securities fraud cases throughout the country and Florida, including securities fraud cases in Vero Beach, Melbourne, Daytona Beach, Palm Bay, Sebastian, Cocoa Beach, and Orlando. To contact us, please call us at 561-750-6999 or send an email to contact@carterpa.com. For more information on the firm, please visit http://www.carterpa.com.

The Law Offices of David A. Carter, P.A. has its office in Boca Raton, Florida because of the obvious benefits of being located so close to FINRA Dispute Resolutions’ Southeast headquarters (FINRA’s Southeast office is located at Boca Center Tower 1, 5200 Town Center Circle, Boca Raton, FL 33486- less than one mile from our office).

Having our office located so close to FINRA’s Southeast headquarters has its advantages, particularly since all cases filed in the southeast portion of the United States are administered out of FINRA’s Boca Raton, Florida Dispute Resolution office. In fact, any securities fraud cases filed with FINRA on behalf of a customer living in Florida, Georgia, Alabama, North Carolina, South Carolina, Mississippi, Arkansas, Tennessee, Louisiana, Virginia, Puerto Rico, Delaware, and Washington, D.C. will likely be assigned to FINRA’s Southeast Region office and administered out of the Boca Raton, Florida office.

Although located in Boca Raton, Florida, the Law Offices of David A. Carter, P.A. handles securities fraud cases throughout Florida and the country, including reviewing and handling securities fraud cases in Gainesville, Ocala, Melbourne, Vero Beach, Sebastien, Fort Pierce, Palm Bay, Kissimmee, Lake Mary, and Titusville.

It should be noted, that in addition to Boca Raton, Florida, FINRA Dispute Resolution’s Southeast Region has hearing locations for investor claims/securities fraud cases in Atlanta, Georgia; Baltimore, Maryland; Birmingham, Alabama; Charlotte, North Carolina; Columbia, South Carolina; Ft. Lauderdale, Florida; Jackson, Mississippi; Jacksonville, Florida; Little Rock, Arkansas; Memphis, Tennessee; Miami, Florida; Nashville, Tennessee; New Orleans, Louisiana; Norfolk, Virginia; Orlando, Florida; Raleigh, North Carolina; Richmond, Virginia; San Juan, Puerto Rico; Tampa, Florida; Washington, DC; and Wilmington, Delaware. Accordingly, just because a case filed in the Southeast portion of the country is administered by FINRA’s Boca Raton, Florida office, does not mean that a customer’s case will be heard in Boca Raton. Generally speaking, FINRA will select the hearing location closest to the investor’s residence. As such, for a Orlando resident, for example, FINRA will likely select Orlando for the hearing location but the case will still be administered out of the Boca Raton FINRA office. The Law Offices of David A. Carter, P.A. is set up to handle securities fraud cases at any of FINRA’s hearing locations, including the Orlando location.

To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999, or email us at contact@carterpa.com. For more information about the Law Offices of David A. Carter, P.A. or securities fraud, you can also visit our website at http://www.carterpa.com.

If you have questions about investments you made with James Stephen Eckes, or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. may be able to help. The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton. David Carter is a securities attorney that reviews securities fraud cases throughout the country and Florida, including reviewing securities fraud cases in Tampa, St. Petersburg, Clearwater, Orlando, Miami, West Palm Beach, Delray Beach, Fort Lauderdale and Vero Beach. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999, or email us at contact@carterpa.com. For more information about the Law Offices of David A. Carter, P.A., you can also visit our website at www.carterpa.com.