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Tag: Penson Financial Services

Blog, Securities Fraud Articles

September 17, 2009 • 2 Comments

Penson Financial Services fined by FINRA for securities violations

FINRA recently announced that Penson Financial Services, Inc. has been fined $38,000 and ordered to pay $22,663, plus interest, in...

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Blog, Securities Fraud Articles

August 18, 2009

Penson Financial Services, Inc., based in Dallas, Texas, fined by FINRA.

Penson Financial Services, Inc. was recently fined $27,500 by FINRA. Without admitting or denying the findings, Penson Financial Services...

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