PNC Investments unit investment trust
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  • PNC Investments LLC fined by FINRA

    April 15, 2014 Comments (0) Blog, Securities Fraud

    PNC Investments LLC (CRD# 129052, Pittsburgh, Pennsylvania) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $90,000. The firm has paid restitution to all affected customers. Without admitting or denying the findings, the firm consented to the described sanctions

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