private placement fraud Archives - The White Law Group

July 17, 2013

The Securities and Exchange Commission’s (SEC) recent rule change that lifts the longtime ban on the advertising of private placements...

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January 3, 2012

The Securities and Exchange Commission recently announced that it has amended its rules to exclude the value of a person’s home from net...

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December 6, 2011

In October of this year the Financial Industry Regulatory Authority (FINRA) submitted to the Securities and Exchange Commission (SEC) a...

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December 2, 2011

Expert Says Some Brokerage Firms Faild to perform Due Diligence on private placement investments. A recent article by Bruce Kelly of the...

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October 17, 2011

According to canadiansecuritieslaw.com the Financial Industry Regulatory Authority (FINRA) recently “published proposed amendments to its...

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April 28, 2011

According to the Investment News, the Securities and Exchange Commission has alleged that an independent broker-dealer that was a leading...

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Tag: private placement fraud