Tag: private placement offerings
The Tidal Group, Inc. fined by FINRA
The Tidal Group, Inc. (CRD #39782, Schertz, Texas) recentlysubmitted a Letter of Acceptance, Waiver and Consent in which the firm was...
KMS Financial Services, Inc. fined by FINRA
KMS Financial Services, Inc. (CRD #3866, Seattle, Washington) recently submitted a Letter of Acceptance, Waiver and Consent in which the...