Tag: Raymond James Financial Services
Ronald Willard Vaught barred from securities industry by FINRA
According to a recent FINRA Disciplinary Actions announcement, Ronald Willard Vaught (CRD #2605545, Melbourne, Florida) submitted an AWC in...
Raymond James Ordered to make $1.69 Million in Restitution to Customers
According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...
Gerald Jamieson Kesner barred from securities industry
FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred...