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Tag: raymond james fraud

Blog, Securities Fraud Articles

Raymond James Ordered to make $1.69 Million in Restitution to Customers

According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...

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Blog, Securities Fraud Articles

Securities Regulatory Information Regarding Raymond James

The following is a brief breakdown of publicly available information regarding Raymond James and its securities sales practices and FINRA...

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Blog, Securities Fraud Articles

Gregory Buchholz Faces Sentencing for Theft

According to CBS New York, a former Connecticut securities broker, Gregory Buchholz faces sentencing for stealing more than $1.35 million...

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Blog, Securities Fraud Articles

Gerald Jamieson Kesner barred from securities industry

FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred...

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