Are you a financial advisor or registered representative who needs legal representation in a regulatory inquiry brought by FINRA, the SEC, or a State Regulatory body? The White Law Group may be able to help. With over 30 years of securities experience, including substantial experience working at the SEC and FINRA on enforcement actions, The [...]
The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka. Specifically, we are investigating whether Mr. Lipka made unsuitable investment recommendations and failed to implement a stop loss strategy that had been discussed with his client. According to his FINRA Broker Report (CRD), Robert Lipka was a registered [...]