FMSBonds, Inc. is a FINRA registered broker-dealer based in Boca Raton, Florida. FMSBonds touts itself as a tax-free municipal bond firm that provides bond buyers with exceptional value and insight in the tax-free bond market. The firm has offices from North Miami Beach, Florida to Boca Raton, Florida. Although FMSBonds, Inc. represents itself as “municipal [...]
As provided for in FINRA Notice to Member (NTM) 09-63, the following rules currently apply to discretionary brokerage accounts: FINRA Rule 2510 FINRA Rule 2510 addresses the obligations of members that have discretionary power over a customer’s account. Rule 2510(a) (excessive transactions/excessive trading) prohibits members and their agents or employees that have discretionary power over [...]