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April 12, 2017
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Securities Fraud
Update on Former Financial Advisor Robert Tricarico On April 10, 2017, the U.S. Securities & Exchange Commission barred Robert Tricarico from acting as a financial advisor following his October 2016 conviction for misappropriating $1.2 million from an elderly client. Tricarico was convicted in October 2016 of
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January 13, 2017
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Current Investigations, Securities Fraud
According to various reports, a former Connecticut financial advisor, Robert Tricarico, was sentenced to 41 months in prison for allegedly stealing more than $1.2 million from an elderly client. Tricarico, 60, will also reportedly have three years of supervised release after his federal prison sentence. According to
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October 7, 2016
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Current Investigations, Securities Fraud
Former Financial adviser Robert Tricarico has been sentenced in federal court to more than three years in jail, followed by three years of supervised release, Deirdre Daly, the U.S. Attorney in Connecticut, said in a statement. Tricario, a former LPL, Wells Fargo FiNet and Merrill Lynch adviser was charged with
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June 21, 2016
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Blog
According to various reports, a Milford financial advisor, Robert Tricarico, has pleaded guilty to fraud and stealing more than $1.2 million from a client. According to the United States Attorney for Connecticut, Robert N. Tricarico, 60, of Milford pleaded guilty June 16th in Hartford federal court to one count of
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