Roshan Loungani financial advisor
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  • Roshan Loungani enters in to AWC with FINRA

    June 14, 2016 Comments (0) Blog

    According to FINRA’s website, Arete Wealth Management financial advisor, Roshan Loungani, recently entered in to a Letter of Acceptance, Waiver, and Consent (AWC) with FINRA. Among other things, the AWC alleges that in August 2001, Loungani first became registered with FINRA as a General Securities

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