The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka. Specifically, we are investigating whether Mr. Lipka made unsuitable investment recommendations and failed to implement a stop loss strategy that had been discussed with his client. According to his FINRA Broker Report (CRD), Robert Lipka was a registered [...]
Filed under: Securities Fraud | Comment (0)
According to a recent Wall Street Journal article, a court order has scuttled a rule to regulate equity-indexed annuities as securities and that the financial-overhaul bill leaves their regulation under state insurance commissioners. As many eyes were glued to the financial-overhaul bill as it threaded its way to a Senate vote, the U.S. Court of [...]
Filed under: Securities Fraud | Comment (0)