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Tag: securities employment lawyer

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Broker-Dealers Refuse Ohio National Agreements

Cetera – NEXT Financial – Refuse Service Agreements with Ohio National According to reports on Friday, several national broker-dealers,...

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Blog, Current Investigations

UBS Wealth Management withdraws from Broker Protocol

Two Big Firms Exit Broker Protocol, Financial Advisors may be Vulnerable to Litigation UBS Wealth Management Americas is exiting the...

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Blog, Securities Fraud Articles

Ohio Financial Advisor Prevails in Securities Employment Dispute

According to reports, a securities arbitration panel recently ruled that Lincoln Financial Advisors Corp. must pay $2 million to Jeffrey...

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Blog, Securities Fraud Articles

Brokerage Firm Protocol for Broker Recruiting

Broker Protocol In an effort to curb the litigation that occurs when financial advisors move from one broker-dealer to another, in 2004...

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Blog, Securities Fraud Articles

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Attorney for Financial Advisors with Employment Disputes

Help with Employment Disputes – Securities Attorneys at The White Law Group Are you a financial advisor with an employment dispute...

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