Tag: securities fraud attorney
Financial Advisors Duties: Suitability & Tax Consequences
Does a financial advisor have to factor in taxes when making a recommendation? Before recommending an investment, financial advisors are...
Northridge Holdings, Ltd. Securities Fraud Investigation
SEC charges Northridge Holdings & entities with engaging in alleged $41 million fraud scheme. The White Law Group is investigating...
Randolph Eddelmon Barred by FINRA – Broker Investigation
Financial Advisor Randolph Eddelmon, Geneos Wealth Management in Scottsdale, AZ Are you concerned about investments with Randolph Eddelmon...
James M. Lamont Broker Investigation
Financial Advisor James M. Lamont, Whitehall-Parker Securities in San Francisco, CA Are you concerned about investments with James M....
Benjamin Lowder Jr. Broker Investigation
Financial Advisor Benjamin Lowder Jr., MSI Financial Services in Charlotte, NC Are you concerned about investments with Benjamin Lowder Jr....
Marty Batstone Barred by FINRA
Financial Advisor Marty Batstone, Independent Financial Group in San Diego, CA Are you concerned about investments with Marty Batstone in...
