Have you suffered losses in a commodities or futures fraud scheme or improper investment? If so, the commodities and futures fraud attorneys of The White Law Group may be able to help. The White Law Group represents investors who have been defrauded by their financial professional in all types of commodities or futures investment matters. [...]
The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommending that investors invest in inappropriate REIT investments. A REIT (real estate investment trust) is a corporation or trust that uses the pooled capital of many investors to purchase and manage income property (equity REIT) and/or mortgage loans (mortgage [...]
The White Law Group is investigating a securities fraud claim involving a recommendation made by Lighthouse Capital Corporation to invest in Diversified Lending Group (DLG). In the case we are investigating, Lighthouse Capital allegedly represented that the DLG investment provided a guaranteed rate of return. Unfortunately, unbeknownst to the investors, it appears that Lighthouse Capital [...]
The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka. Specifically, we are investigating whether Mr. Lipka made unsuitable investment recommendations and failed to implement a stop loss strategy that had been discussed with his client. According to his FINRA Broker Report (CRD), Robert Lipka was a registered [...]
The White Law Group is investigating investment recommendations made by Signator Investors financial advisor Harris Adams. Specifically, we are investigating whether Mr. Adams inappropriately recommended that a retired investor sell one annuity and purchase a replacement annuity (often referred to as annuity switching), while also failing to disclose the tax implications of such a recommendation. [...]
The White Law Group is investigating the trading practices of Morgan Stanley Smith Barney financial advisor David Sheinheit. Specifically, we are investigating whether Mr. Sheinheit inappropriately invested a retired investor’s retirement assets and/ or failed to implement a hedging strategy discussed by Mr. Sheinheit and the investor. According to his FINRA Broker Report, Mr. Sheinheit [...]
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located [...]
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in [...]
It is not uncommon for foreign investors to seek to establish an investing relationship with a United States based broker-dealer (either because the client is seeking the security of investing in U.S. investments, or because these firms provide the client with the ability to discreetly invest their assets outside of their home country). Whether the [...]
FINRA recently announced that James Cordell Wisdom III, formerly a financial advisor with Natcity Investments, Inc. in Norwood, Ohio, has been barred association with any FINRA member in any capacity. Without admitting or denying the findings, Wisdom consented to the described sanction and to the entry of findings that he executed an unauthorized sale of [...]