Posts tagged ‘Smith Barney’

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm?  The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, [...]

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm?  The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, [...]

Boca Raton Securities Fraud Lawyer

September 29th, 2010

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm?  The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, [...]

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm?  The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, [...]

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm?  The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, [...]

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm?  The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, [...]

The White Law Group is investigating a possible securities fraud claim on behalf an investor involving Smith Barney financial advisors Charles Shirley, and Rosita “Jo” Kaufman. Specifically, we are investigating whether these Smith Barney financial advisors failed to provide the proper investment advice with respect to the investor’s concentrated position in Colonial Bancgroup. Although the [...]

The White Law Group is investigating securities fraud claims on behalf of investors with investment losses in Citigroup’s ASTA and MAT funds. Citigroup began offering the ASTA and MAT funds in 2002 to Smith Barney brokerage clients and private bank customers with more than $5 million in liquid assets. Essentially these funds operated by borrowing [...]

The White Law Group is currently representing two former UBS financial advisors in a litigation matter involving their alleged promissory note obligation to UBS. Based on our preliminary investigation, it appears that these particular financial advisors were forced to leave UBS because UBS did away with a trading program that was critical to their business [...]

The White Law Group is investigating the trading practices of Morgan Stanley Smith Barney financial advisor David Sheinheit. Specifically, we are investigating whether Mr. Sheinheit inappropriately invested a retired investor’s retirement assets and/ or failed to implement a hedging strategy discussed by Mr. Sheinheit and the investor. According to his FINRA Broker Report, Mr. Sheinheit [...]