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Tag: Syosset

Blog, Securities Fraud Articles

January 11, 2011

FINRA Investigates Long Island firm David Lerner & Associates

According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...

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Blog, Securities Fraud Articles

August 26, 2009

Reynold Frank Vaughan III suspended from FINRA for securities violations.

Reynold Frank Vaughan III suspended from FINRA for four months for securities violations. Without admitting or denying the findings,...

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