The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in [...]
FINRA recently announced that former H&R Block Financial Advisor Drumond Ricardo Roby has been barred from association with any FINRA member in any capacity. The sanction was based on findings that Roby misused funds belonging to customers whose accounts were inactive by changing the names and addresses on the accounts, without the customer’s knowledge or [...]
The Securities and Exchange Commission recently announced that it had charged Detroit-area stock broker Frank Bluestein, formerly of Gunnallen Financial, Inc., with fraud, alleging that he lured elderly investors into refinancing the mortgages on their homes in order to fund their investments in a $250 million Ponzi scheme. The SEC alleges that Bluestein acted as [...]