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Tag: UBS Puerto Rico close-end funds

Blog, Current Investigations

UBS Loses Again on Puerto Rican Bonds

UBS Loses Again on Puerto Rican Bonds UBS was dealt another blow from its sale of Puerto Rican bonds and closed-end funds by FINRA, who...

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Blog, Securities Fraud Articles

UBS Puerto Rico Ordered to Pay Investor $1 Million

According to Investment News, a FINRA arbitration panel awarded $1 million to an investor whose portfolio was over-concentrated in UBS...

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Blog, Securities Fraud Articles

Investors Sue UBS Puerto Rico

According to InvestmentNews, the beneficiaries of a trust are suing UBS for $4.5 million. The lawsuit alleges that UBS “acted against...

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