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Tag: UBS Puerto Rico closed-end municipal bond

Blog, Current Investigations

FINRA Awards $204,000 involving UBS, Puerto Rico Bonds

FINRA Panel says UBS was liable for breach of contract and unsuitability According to the Financial Industry Regulatory Authority (FINRA),...

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Current Investigations

FINRA Award: $4.4 Million UBS Puerto Rico Closed-end Bond Funds

Doctor Recovers Investment Losses through FINRA Arbitration Have you suffered losses investing in Puerto Rico Closed-end bond funds? If so,...

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Current Investigations

FINRA Orders UBS to Pay $505,000 over Puerto Rico Bond Funds

Family Recovers Puerto Rico Bond Fund Investment Losses through FINRA Arbitration Have you suffered losses investing in a Puerto Rico Bond...

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Blog

FINRA Awards $9 Million to Puerto Rican Municipal Bond Investor

Concerned about investment losses in Puerto Rican municipal bonds? Have you suffered losses investing in Puerto Rican municipal bonds? If...

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Blog, Current Investigations

UBS Loses $18.6 Million over Puerto Rico Bonds

UBS Financial Services Inc. lost again in another arbitration claim regarding Puerto Rico closed-end municipal bond funds, this time for...

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