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Tag: UBS settlement

Blog, Securities Fraud Articles

More Bad News for UBS

According to the Wall Street Journal, UBS recently settled allegations client service associates, who provided sales support to UBS’s...

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Blog, Securities Fraud Articles

UBS Securities to Pay $50 Million

On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The...

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