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Tag: unauthorized trading

Securities Fraud Articles

Deceptive Trading Practices Attorneys

Deceptive Trading Practices Attorneys If you have suffered losses with your broker due to deceptive trading practices, the securities...

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Blog, Securities Fraud Articles

Discretionary Accounts

Discretionary Accounts: Does your Broker have too much Authority? A discretionary account is a type of investment account in which you (the...

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Blog, Securities Fraud Articles

Unauthorized Trading (Trading without Permission)

Unauthorized Trading The following is a video about unauthorized trading  from our securities fraud practices informational series.  ...

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Blog, Securities Fraud Articles

Sanjeev Jayant Kumar Shah Pleads Guilty To Securities Fraud

A former Smith Barney financial adviser in New York has plead guilty to attempting to defraud a client of more than $3 million. According...

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Blog, Securities Fraud Articles

Recovery of Investment Losses

If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White...

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Blog, Securities Fraud Articles

Delray Beach Securities Fraud Lawyer

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage...

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