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Tag: Utah securities attorney

FINRA Award - Allegis Investment Advisors, Brandon Stimpson

March 9, 2018

FINRA Award – Allegis, Brandon Stimpson

Utah Investor Alleges High Risk Products were Unsuitable According to the Financial Industry Regulatory Authority (FINRA), a FINRA...

Blog, Securities Fraud Articles

January 27, 2012

Wilson-Davis & Co., Inc. fined by FINRA

Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah) recently submitted an Offer of Settlement in which the firm was censured,...

Blog, Securities Fraud Articles

June 1, 2011

Omni Brokerage to close.

According to the Investment News, Omni Brokerage Inc., based in South Jordan, Utah, said at the end of April it would withdraw its...

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