Tag: Vero Beach investment fraud lawyer
Blog, Current Investigations, Securities Fraud Articles
January 9, 2018
Investor Awarded $1.67 Million in California Churning Case
FINRA Orders Broker and Madison Avenue Securities to pay Court costs and fees According to the Financial Industry Regulatory Authority, an...
Blog, Current Investigations, Securities Fraud Articles
September 15, 2017
Disbarred broker Mark David Holt reportedly loses $477,000 FINRA decision
Former MN Advisor Mark David Holt is purportedly serving a 10-year prison term for Wire Fraud. According to reports, Mark David Holt, 47, a...
Blog, Current Investigations, Securities Fraud Articles
September 15, 2017
FINRA Bars Former CT Advisor William Garbarino
William Garbarino Barred after Lincoln Financial fires him for allegedly false testimony According to The Financial Industry Regulatory...
Current Investigations, Securities Fraud Articles
March 23, 2017
Dawn Bennett Loses Arbitration Claim for $1 Million
Recovery of Investment Losses with Dawn Bennett Have you suffered losses investing with former financial advisor Dawn Bennett? If so, The...
March 23, 2017
Atel Capital Equipment Fund X Secondary Market Offer
Recovery of Investment Losses in Atel Capital Equipment Fund X Have you suffered investment losses in Atel Capital Equipment Fund X? If so,...
Blog, Securities Fraud Articles
January 2, 2015
Jeffrey C. McClure barred from securities industry.
FINRA recently announced that it has permanently barred Jeffrey C. McClure from the securities industry for converting nearly $89,000 from...