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Tag: Wells Fargo losses

Blog, Securities Fraud Articles

Wells Fargo Sued for Allegedly Churning Life Insurance Contracts

Family claims Wells Fargo Breached Fiduciary Duty According to reports, Sherry Webber and her farm-owning family filed a lawsuit in federal...

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Blog, Securities Fraud Articles

SEC Fines Wells Fargo Advisors $3 Million

Wells Fargo Charged with Misconduct with MLI sales According to a press announcement yesterday, the Securities and Exchange Commission...

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Blog, Current Investigations

Wells Fargo & Co to Return $3.4 million to Customers

FINRA Sanctions Wells Fargo for Risky ETPs According to reports on Monday, the Financial Industry Regulatory Authority (FINRA) ordered...

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Blog, Securities Fraud Articles

Wells Fargo to settle SEC claim involving CDO sales.

According to the Investment News, home loan giant Wells Fargo & Co. has agreed to pay $11.2 million to settle federal securities...

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