The following is a list of some of the securities brokerage firms or broker dealers registered with FINRA that are located in Boca Raton, Florida.
Charter Capital
2600 N Military Trail
Boca Raton, FL 33431
(561) 995-7607
Fidelity Investments
4400 N Federal Highway
Boca Raton, FL 33431
(561) 393-8733
Investments By Planners Incorporated
2500 N Military Trail
Boca Raton, FL 33431
(561) 998-0909
Ivy Funds
700 S Federal Highway Suite 300
Boca Raton, FL 33432
(561) 393-8900
Liberty Financial Associates Incorporated
7062 Beracasa Way
Boca Raton, FL 33433
(561) 393-6692
Oppenheimer & Company Incorporated
2 E Camino Real
Boca Raton, FL 33432
(561) 416-8600
Smith Barney
111 Se First Street
Boca Raton, FL 33432
(561) 393-2000
Wachovia Securities
5355 Town Center Rd # 600, Boca Raton, FL – (561) 368-3100
Morgan Stanley & Co
490 E Palmetto Park Rd # 100, Boca Raton, FL – (561) 394-8600
Raymond James & Associates Inc
2255 Glades Rd # 120A, Boca Raton, FL – (561) 997-9100
Merrill Lynch
120 E Palmetto Park Rd # 200, Boca Raton, FL – (561) 393-4500
Ameriprise Financial
2499 Glades Rd, Boca Raton, FL – (561) 955-8700
This is far from a complete list of the securities firms in Boca Raton, Florida (there are also many brokerage firm offices in Delray Beach, and Deerfield Beach which service the Boca Raton area), but it gives investors some idea of the number of financial advisors in the area that are competing for their business. Any time you see such competition, there is the chance that some brokers will look for an advantage or make promises that they can’t keep to get a competitive advantage against other financial advisors.
If you or someone you know has a question about the trading in their brokerage account, The White Law Group can help. To speak to a securities attorney, please call our Chicago Office at 312-238-9650 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investors protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
To learn more about The White Law Group, visit https://www.whitesecuritieslaw.com.
