The following is a list of some of the securities brokerage firms or broker dealers registered with FINRA that are located in Boca Raton, Florida.

Charter Capital
2600 N Military Trail
Boca Raton, FL 33431
(561) 995-7607

Fidelity Investments
4400 N Federal Highway
Boca Raton, FL 33431
(561) 393-8733

Investments By Planners Incorporated
2500 N Military Trail
Boca Raton, FL 33431
(561) 998-0909

Ivy Funds
700 S Federal Highway Suite 300
Boca Raton, FL 33432
(561) 393-8900

Liberty Financial Associates Incorporated
7062 Beracasa Way
Boca Raton, FL 33433
(561) 393-6692

Oppenheimer & Company Incorporated
2 E Camino Real
Boca Raton, FL 33432
(561) 416-8600

Smith Barney
111 Se First Street
Boca Raton, FL 33432
(561) 393-2000

Wachovia Securities‎
5355 Town Center Rd # 600, Boca Raton, FL‎ – (561) 368-3100

Morgan Stanley & Co‎
490 E Palmetto Park Rd # 100, Boca Raton, FL‎ – (561) 394-8600‎

Raymond James & Associates Inc‎
2255 Glades Rd # 120A, Boca Raton, FL‎ – (561) 997-9100

Merrill Lynch‎
120 E Palmetto Park Rd # 200, Boca Raton, FL‎ – (561) 393-4500

Ameriprise Financial‎
2499 Glades Rd, Boca Raton, FL‎ – (561) 955-8700‎

This is far from a complete list of the securities firms in Boca Raton, Florida (there are also many brokerage firm offices in Delray Beach, and Deerfield Beach which service the Boca Raton area), but it gives investors some idea of the number of financial advisors in the area that are competing for their business. Any time you see such competition, there is the chance that some brokers will look for an advantage or make promises that they can’t keep to get a competitive advantage against other financial advisors.

If you or someone you know has a question about the trading in their brokerage account, The White Law Group can help. To speak to a securities attorney, please call our Chicago Office at 312-238-9650 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investors protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.

To learn more about The White Law Group, visit https://www.whitesecuritieslaw.com.