In May 2009, FINRA Enforcement announced that Martin Dennis Ross had been named as a Respondent in a FINRA securities fraud complaint alleging that Ross engaged in pre-arranged or other manipulative trades primarily in order to artificially affect the market price for a security. The complaint further alleges that Ross knowingly or recklessly engaged in manipulative or deceptive devices in connection with the purchase and sale of securities by means of manipulation.
According to Ross’ FINRA Broker Report, in addition to FINRA’s investigation, it appears that Ross has also been investigated by the State of Illinois, the Florida Division of Securities and Investor Protection, and the Florida Office of the Comptroller.
If you have questions about investments you made with Ross or one of the firm’s for which he worked, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. To speak to a securities attorney, please call our Chicago office at 312-238-9650.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
To learn more about The White Law Group, visit https://www.whitesecuritieslaw.com.