Month: July 2009
Credit Suisse Financial Advisor Julian Tzolov pleads guilty
As reported in the Orlando Sentinel (http://www.orlandosentinel.com/business/nationworld/sns-ap-us-broker-fugitive,0,243149.story), a...
Willis Group said Stanford investments were safe
As reported in the Sun Sentinel (http://www.sun-sentinel.com/news/nationworld/sns-ap-us-stanford-willis-lawsuit,0,2770364.story), a lawsuit...
Sand Dollars Investing Partners Implicated In Scheme
According to Public Opinion Online (http://www.publicopiniononline.com/ci_12848083), a Florida man is accused of cheating local Florida...
FINRA Arbitration Claims
As you may have seen, FINRA has recently launched adds promoting the in roads made by the FINRA regulatory body in regulating the industry....
Life Settlements: Securities Fraud Warning
Lately, particularly now that so many elderly investors have an immediate need for cash to pay fixed expenses, financial advisors have...
Discovery Requirements in FINRA Arbitrations
Clients often ask, “if I file a securities fraud claim against my broker-dealer, what documents will I have to produce.” Every...
