October, 2009
Archive

October 29, 2009

Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in...

FINRA recently announced that Gary Robert Stremel, formerly of Citigroup Global

Read article

Oren Sullivan & William Spencer, Barred for Ponzi Schemes, Featured by Top Securities Fraud Attorneys, The White Law Group October 28, 2009

Oren Sullivan & William Spencer, Barred for Ponzi Schemes

Oren Sullivan,  NYLife Securities – William Spencer, Wiley Bros. The

Read article

October 28, 2009

Maria Duarte Pumariega, formerly registered with Wachovia Securities in Miami,...

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly

Read article

October 26, 2009

Vero Beach, Florida Securities Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

Read article

October 24, 2009

FINRA Fines Fifth Third Securities $1.75 Million for 250 Unsuitable...

The Financial Industry Regulatory Authority (FINRA) announced in April that it has

Read article

October 23, 2009

Dana Reece Anderson, formerly of Intersecurities, Inc. in Waterloo, Iowa,...

FINRA recently announced that Dana Reece Anderson, formerly of Intersecurities, Inc.

Read article

October 21, 2009

CP Capital Securities, Inc., a FINRA registered broker-dealer based in...

FINRA recently announced that CP Capital Securities, Inc., a registered

Read article

October 21, 2009

Bear Stearns & Co., Inc. (n/k/a J.P. Morgan Securities, Inc.)...

FINRA recently announced that Bear Stearns & Co., Inc. (n/k/a J.P. Morgan

Read article

October 20, 2009

Securities Fraud Risks of Reverse Mortgages

As first reported recently in the Orlando Sentinel, a boom in the reverse-mortgage

Read article

October 16, 2009

FINRA to Expand Program Evaluating All-Public Arbitration Panels

The Financial Industry Regulatory Authority (FINRA) recently announced the expansion

Read article