FINRA BrokerCheck/CRD (FINRA’s brokercheck allows anyone to check the registration and regulatory history of a financial advisor, as well as whether the financial advisor has been named in any customer complaints):
FINRA Notices to Members (Notices sent out by FINRA regarding proposed rule changes, points of emphasis, etc.):
FINRA Investor Alerts (FINRA alerts regarding financial/securities scams that it is seeing as potential problems in the securities industry):
FINRA Code of Arbitration for Customer and Industry Disputes:
FINRA Locations and Numbers throughout the country:
SEC News Digest (SEC releases of its most recent investigations and claims it has brought against firms or individuals related to possible securities fraud):
Florida Department of State, Division of Corporations (for researching whether a Florida company is actively registered with the State):
Listing of Financial Advisors throughout the country:
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. To speak to a securities attorney please call our Chicago office ate 312-238-9650.
For more information on The White Law Group, visit https://www.whitesecuritieslaw.com.