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Month: October 2009

October 5, 2009 • One Comment

SEC charges Frank Bluestein with securities fraud

The Securities and Exchange Commission recently announced that it had charged Detroit-area stock broker Frank Bluestein, formerly of...

Blog, Securities Fraud Articles

October 2, 2009

David Michael Piazza fined and suspended from FINRA

FINRA recently announced that David Michael Piazza, formerly of Farmers Financial Solutions, LLC in Montgomery, Illinois, has been fined...

Blog, Securities Fraud Articles

October 2, 2009

SEC Order: United Global Securities, Richard D. Blair

On September 29, 2009 the Securities Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings,...

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