April, 2010
Archive

• Rodney Jack Bradley, a former financial advisor with Merrill Lynch in Clearwater, Florida, barred from association with any FINRA member in any capacity.

  April 21, 2010 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Rodney Jack Bradley, a former financial advisor with Merrill Lynch in Clearwater, Florida, has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bradley consented to the described sanction and to the entry of findings that he

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• Garden State Securities, Inc. (a FINRA registered broker-dealer based in Wall, New Jersey), Ted David Baturin (a registered financial advisor based in Parkland, Florida ) and Christopher John Lane, Sr. (a registered financial advisor based in Avon, New Jersey) fined by FINRA for securities practices.

  April 17, 2010 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Garden State Securities, Inc. (a FINRA registered broker-dealer based in Wall, New Jersey), Ted David Baturin (a registered financial advisor based in Parkland, Florida ) and Christopher John Lane, Sr. (a registered financial advisor based in Avon, New Jersey) have been fined and censured

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• Sebastian, Florida Securities Fraud Attorney

  April 12, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its office in Boca Raton, Florida because of the obvious benefits of being located so close to FINRA Dispute Resolutions’

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