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Month: November 2010

Blog, Securities Fraud Articles

Recovery of Investment Losses

If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White...

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Blog, Securities Fraud Articles

Michigan Regulator Shuts Down Ponzi Scheme

As reported in the Credit Union Times, in March 2010, the Michigan Office of Finance and Insurance Regulation has stopped a $5 million...

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Blog, Securities Fraud Articles

Largest Independent Broker-Dealers

According to the Investment News, the following are the largest independent broker-dealers (ranked by reps producing over $100,000): Click...

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Blog, Securities Fraud Articles

FINRA fines Next Financial for Supervisory Failures

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered in Houston, Texas, $1 million for supervisory...

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Blog, Securities Fraud Articles

Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud Articles

Recovery of Mutual Fund Investment Losses

If you have suffered investment losses in a mutual fund recommended to you by your financial advisor or stockbroker, The White Law Group...

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