November, 2010
Archive

November 30, 2010

Recovery of Investment Losses

If you have suffered investment losses as a result of the fraud or negligence of

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November 26, 2010

Michigan Regulator Shuts Down Ponzi Scheme Involving CUSO Financial Services

As reported in the Credit Union Times, in March 2010, the Michigan Office of

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November 26, 2010

Largest Independent Broker-Dealers

According to the Investment News, the following are the top broker-dealers (ranked

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November 24, 2010

FINRA fines Next Financial for Supervisory Failures

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered

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November 24, 2010

Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

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November 19, 2010

Recovery of Mutual Fund Investment Losses

If you have suffered investment losses in a mutual fund recommended to you by your

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November 12, 2010

Recovery of Ponzi Scheme Investment Losses

If you have suffered investment losses in a Ponzi scheme recommended to you by your

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November 11, 2010

FINRA Fines Firms For Overstating Trade Volume

In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million

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November 10, 2010

Recovery of Hedge Fund Investment Losses

If you have suffered investment losses in a hedge fund recommended to you by your

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November 9, 2010

FINRA Fines Goldman Sachs

FINRA recently announced that it has fined Goldman, Sachs & Co. $650,000 for

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