January, 2011
Archive

January 26, 2011

Merrill Lynch Settles Securities Fraud Charges

Merrill Lynch recently agreed to pay a $10 million fine to settle civil securities

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January 26, 2011

FINRA to educate NFL Players on Investment Fraud

The Financial Industry Regulatory Authority (FINRA) Investor Education Foundation

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January 24, 2011

Recovery of Cole Credit Property Trust REIT losses

Have you suffered investment losses in the Cole Credit Property Trust REIT? The

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January 24, 2011

Recovery of Lightstone Value Plus REIT Losses

Have you suffered investment losses in the Lightstone Value Plus REIT? The White Law

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January 21, 2011

FINRA Rules on Private Placements

Private Placements have become a hot button issue for FINRA regulators and

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January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL

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January 17, 2011

Recovery of 1861 Capital Management Fund Losses

The White Law Group is investigating potential claims on behalf of investors who

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January 17, 2011

Proposed Amendment to FINRA Rule 5122

FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires,

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January 13, 2011

FINRA Know Your Customer Rule

Financial Advisors have a fiduciary duty to research investments and to make sure

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January 12, 2011

Chicago, Illinois Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

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