Month: January 2011
Recovery of 1861 Capital Management Fund Losses
The White Law Group is investigating potential claims on behalf of investors who invested in the 1861 Capital Management municipal...
Proposed Amendment to FINRA Rule 5122
FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires, subject to certain exemptions, disclosure in the...
Recovery of Charles Schwab YieldPlus Losses
The White Law Group is investigating claims on behalf of investors that invested in Charles Schwab’s YieldPlus fund. The Financial...
FINRA Investigates Long Island firm David Lerner & Associates
According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...
Municipal Arbitrage Fund Securities Investigation
The White Law Group is investigating potential claims on behalf of investors who invested in the following municipal arbitrage funds: 1861...
Local California Counsel for FINRA Arbitrations
Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...
