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October 31, 2011
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Blog, Securities Fraud
We recently blogged about a proposed deal between Citigroup and the SEC to resolve fraud charges related to collateralized debt obligations. The SEC had reported that Citigroup, “had agreed to settle the…charges by paying a total of $285 million, which will be returned to investors.” The SEC “charged
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October 27, 2011
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Blog, Securities Fraud
The White Law Group has begun a securities fraud investigation into the sales practices of Questar Capital related to the sale of the alleged Ponzi Scheme IPDS (aka JP Mumbles) and the bankrupt Desert Capital REIT. It appears that Questar customers that invested in these two investments have suffered a total loss.
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October 26, 2011
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Blog, Securities Fraud
According the nasaa.org, The North American Securities Administrators Association (NASAA) announced recently “that a settlement in principle has been reached between E*TRADE Securities LLC and state securities regulators to return approximately $100 million to the firm’s clients who have had their funds frozen in
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October 26, 2011
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Blog, Securities Fraud
In August TD Ameritrade took the final steps to integrate the accounts from the acquired Thinkorswim into their trading network. When what was reported to be the final 250,000 customer accounts were integrated, TD Ameritrade admitted that they experienced some “issues.” A later report, also confirmed by TD
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October 26, 2011
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Blog, Securities Fraud
The Financial Industry Regulatory Authority (FINRA) recently said in a release that “it has fined UBS Securities LLC $12 million for violating Regulation SHO (Reg SHO) and failing to properly supervise short sales of securities.” UBS has “neither admitted nor denied the charges, but consented to the entry of
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October 26, 2011
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Blog, Securities Fraud
The SEC recently issued an investor alert in order “to warn investors of potential fraud they may encounter at investment seminars that purport to teach investors trading strategies that will allow them quickly and easily to make money trading securities.” The SEC is particularly concerned “that some trading
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October 26, 2011
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Blog, Securities Fraud
According to the Securities and Exchange Commission they, “charged Citigroup’s principal U.S. broker-dealer subsidiary with misleading investors about a $1 billion collateralized debt obligation (CDO) tied to the U.S. housing market in which Citigroup bet against investors as the housing market showed signs of
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October 26, 2011
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Blog, Securities Fraud
Have you suffered investment losses in Innkeepers USA trust? If so, the attorneys of The White Law Group may be able to assist you in recovering your losses through FINRA arbitration. Innkeepers USA has been in the news recently because according to thedeal.com they have “finalized its settlement with affiliates of
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October 25, 2011
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Blog, Securities Fraud
Did you suffer losses due to your investment with Joshua Gould while he was associated with Woodbury Financial Services Inc. or Capital Analysts, Incorporated? If you have, The White Law Group may be able to help you recover your investment losses through FINRA arbitration. According to KSDK news in St. Louis, Joshua
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October 25, 2011
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. Our firm is dedicated to helping investors in claims against their financial professional or brokerage firm. Our firm is able to help investors who have been the victim
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