October, 2011
Archive

October 31, 2011

Judge Questions Citigroup CDO Settlement Deal

We recently blogged about a proposed deal between Citigroup and the SEC to resolve

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October 27, 2011

Securities Fraud Investigation into Questar’s Sales Practices related to IPDS...

The White Law Group has begun a securities fraud investigation into the sales

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October 26, 2011

Securities Regulators Reach Settlement with E*TRADE over Auction Rate Securities

According the nasaa.org, The North American Securities Administrators Association

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October 26, 2011

Investigation into the Potential to Recover Thinkorswim Losses Continues

In August TD Ameritrade took the final steps to integrate the accounts from the

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October 26, 2011

UBS Fined $12 million by FINRA for Regulation SHO violations...

The Financial Industry Regulatory Authority (FINRA) recently said in a release that

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October 26, 2011

SEC Urges Investors to be Wary of Investment Seminars

The SEC recently issued an investor alert in order “to warn investors of potential

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October 26, 2011

Citigroup to Pay $285 Million Settlement for Fraud Case

According to the Securities and Exchange Commission they, “charged Citigroup’s

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October 26, 2011

Recovery of Bankrupt REIT Innkeepers USA Trust Investment Losses

Have you suffered investment losses in Innkeepers USA trust? If so, the attorneys of

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October 25, 2011

Potential Recovery of Joshua Gould Investment Losses through FINRA Arbitration

Did you suffer losses due to your investment with Joshua Gould while he was

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October 25, 2011

Puerto Rico Securities Attorney – Investment Fraud Lawyer

The White Law Group, LLC is a national securities fraud, securities arbitration,

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